Scoping is an activity undertaken by a mining company on an area of interest during the initial stage of a proposed mining operation to identify environmental and social characteristics that may influence the operation.

It is the initial step for proponents who intend to apply for a tenement. The early identification of potential issues helps proponents prepare for their tenement application, which includes an environmental impact assessment (EIA).

The 2020 Mining Regulations amendments introduced scoping, which replaces informal pre-lodgement processes.

Benefits of scoping

Although scoping is not mandatory for proponents, it is strongly encouraged because of its many long-term benefits for mining companies.

  • Allows applicants to avoid duplicated efforts to ensure operations are not delayed by the need for variations and re-work.
  • Supports early stakeholder engagement and transparency with community.
  • Streamlines tenement application process.
  • Provides increased certainty about the time, expenditure and level of information required for the EIA.
  • Reduces risk of additional works and related schedule or expenditure impacts during the mining application process.
  • Early integration of the regulator.

Scoping process

The scoping process for a proposed operation involves five main steps and is recommended to be done during conceptual development (feasibility and options analysis). These include:

  1. Preliminary impact assessment
  2. Preliminary impact assessment meeting
  3. Draft scoping report
  4. Department for Energy and Mining review
  5. Final scoping report


Information session for industry

A virtual information session for proponents will be held soon. Updates will be provided on this website.

Resources

Supporting materials have been developed to assist in scoping activity.

Frequently asked questions


  • Give applicants an opportunity to engage early with government and stakeholders to get a thorough understanding of expectations of the scope of work appropriate to undertake the project’s impact assessment.
  • Outline the most appropriate assessment pathway for projects, based on the project’s scale and complexity.
  • Ensure that the level of assessment is proportionate to the project’s potential environmental impacts, considering project type, scale, duration and the sensitivity of the location of mining and ancillary operations.
  • Ensure the impact assessment and lease application focuses on the key matters for decision-making.
  • Provide an assessment process that promotes efficiencies, transparency and clarity on approval pathways and technical assessments.
  • Facilitate stronger alignment and integration of South Australian and Australian Government objectives to further streamline requirements and reduce regulatory burden for the proponent.

Scoping generally has the most benefit for projects that anticipate complex environmental or social impacts and sensitivities. However, as a tool for more thoroughly understanding the project’s impacts before doing in-depth, costly studies, scoping is recommended for projects that don’t meet the defined impact pathway.

The scoping process can be used in preparation for a:

  • Mining lease application
  • Miscellaneous purposes licence application
  • Change in operations application where additional impact assessment studies are required


As outlined in Part 10 of the Mining Regulations 2020, scoping is not a mandatory requirement for mining or quarrying projects.

Scoping is intended to be voluntary for the majority of projects. Where a project is likely to have complex environmental or social interactions, including potential for an accredited assessment under the Environment Protection and Biodiversity Conservation Act 1999 (Cth), the Minister may determine scoping is required.

Scoping is strongly encouraged where the project is likely to include:

  • Complex or unclear environmental impacts
  • Complex socio-cultural matters
  • High environmental sensitivities
  • The application of new technologies or approaches
  • The application of multiple laws


Scoping is already undertaken informally as part of the existing pre-lodgement process. Formalising the process is intended to create a clear and repeatable structure for the pre-lodgement process.

The benefit of this approach is that scoping will provide a documented process that:

  • provides regulatory certainty and efficiency
  • provides an opportunity for the proponent to define the key potential impacts, and the nature and extent of information that will be required to make an informed decision about the project at the mining lease application stage
  • ensures formal endorsement, consistency and continuity, even in the event of departmental or company personnel changes.


While all projects are subject to the same comprehensive whole of government assessment, the scale and impacts of mining projects can vary significantly. The level of assessment required for each individual project needs to be proportionate to the scale and likely impacts of the project. Scoping will enable the applicant and government to identify the likely significant environmental, technical and social impacts that are relevant to the particular project proposal and the level of information required to prepare a proposal which supports regulatory decision-making.

This is intended to create a focused and efficient approach to the development of a proposal proportionate to the impacts posed by the specific project. This will determine the baseline studies, analyses and any modellings required, outline the approaches for impact assessment, identify potential mitigation and management measures, and assist in the development of programs for meaningful stakeholder engagement and review.


A gazetted Terms of Reference for lease applications is intended to remain in place for projects that do not follow an individual scoping process.

For projects undertaking scoping, the final endorsed scoping report is intended to act as the project-specific terms of reference. In these cases, the scoping report will set out the required studies, modelling, impact assessment methods, mitigation and management methods, and engagement approach.


Yes, co-regulators will be involved in the scoping process. The relevant agency will be present at the kick-off meeting if the preliminary impact assessment identifies a potential impact within their area of expertise.

DEM is developing and updating MOUs with our co-regulators to ensure that working arrangements are relevant and incorporate the scoping process.


As part of the preliminary impact assessment, proponents will develop a description of the environment based on the outcomes of a comprehensive desk-top review. In most instances (although not all), it will be possible to gather enough desk-top data to determine whether a project is likely to require referral under the Commonwealth Environment Protection and Biodiversity Conservation Act 1999 (EPBC Act).

At the preliminary impact assessment meeting, there will be consideration of whether the data gathered to inform the description of the environment is robust enough to inform the preliminary identification of potential impacts – including whether there has been sufficient consideration of whether the project might trigger EPBC Act requirements.


Engaging with stakeholders early in the process provides valuable information for applicants to better understand the potential impacts of their project and assist in determining the significance of these impacts. It also informs the ongoing refinement of the project’s engagement plan and demonstration of how feedback received during engagement has been considered in the project’s development.

While there will not be an opportunity for stakeholders to provide comment on the scoping report, the final scoping report will be published, providing stakeholders the opportunity to understand the project being proposed and identifying the matters and approach for engagement with the applicant during the development of the proposal.

The final scoping report will be published with a caveat that approaches outlined in the report may vary as new information comes to light during detailed impact assessment.


No, the timeframe associated with mineral claims cannot be varied. However, scoping can commence before a mineral claim is pegged or if the applicant does not hold the underlying exploration licence, DEM will work with the applicant to provide an efficient mechanism to identify the information required to develop a high-quality proposal which meets regulatory requirements.

For more information or to ask about scoping contact us via email: