What is Scoping?

Scoping is an activity undertaken by a mining company to ‘scope’ out environmental and social matters of significance and determine the level of study required to understand the existing natural and social environment and deliver the project specific framework for an effective environmental and social impact assessment (ESIA).

It is the initial step for proponents who intend to apply for a mining tenement. The early identification of potential impacts helps focus the studies required for tenement applications, which centres around the ESIA.

The 2020 Mining Regulations amendments introduced scoping, which replaces informal pre-lodgement processes.

Scoping process

The scoping process for a proposed operation involves five main steps and is recommended to be done during conceptual development (feasibility and options analysis). These include:

  • Preliminary impact assessment
  • Preliminary impact assessment meeting
  • Draft scoping report
  • Department for Energy and Mining review
  • Final scoping report

Benefits of scoping

Although scoping is not mandatory for proponents, it is strongly encouraged because of its many long-term benefits for community, mining companies and government.

Scoping:

  • Supports early stakeholder engagement and transparency with community.
  • Creates opportunity to consider project options to avoid or minimise any potential impacts.
  • Provides a mechanism to formally establish the studies and requirements for the preparation of the ESIA.
  • Creates efficiency of process, reduces duplication of effort and enables development of applications which address all significant matters.
  • Provides increased certainty and transparency about timeframes, work programs, engagement requirements and level of information to prepare the comprehensive ESIA.
  • Reduces risk of additional works and related schedule or expenditure impacts during the mining application process.
  • Allows for early integration of all relevant government agencies and regulators.

How does scoping benefit communities:

  1. Encourages Early Community Involvement
    Scoping encourages mining companies to talk to communities at the start, not after plans are already made. This gives locals a chance to raise concerns, share local knowledge, and shape what issues should be studied in more detail and creates opportunities for companies to consider their options to address these concerns.
  1. Identifies Key Stakeholder Interests Early
    Scoping happens before any mining begins. It helps mining companies and regulators identify potential environmental and social risks early on, such as dust, noise, water contamination, land use conflict, or impacts on cultural heritage. This early detection gives more time to find ways to avoid or reduce impacts.
  1. Creates Transparency
    By producing reports and involving government review, the process makes company plans more visible and accountable. This helps communities understand what’s being proposed and why, which can increase transparency in the process for interested community members.
  1. Improves Environmental and Social Safeguards
    The information gathered through scoping feeds into the Environmental and Social Impact Assessment (ESIA). Comprehensive ESIA allows fulsome consideration of impacts associated with elements including air, water, land, and community well-being.
  2. Reduces Surprises Later
    By flagging problems early, scoping helps avoid last-minute changes or rushed decisions that might impact communities. This makes the process more predictable and transparent.

Scoping gives communities a voice early in the planning process and helps ensure that potential impacts are addressed before mining begins—not after. It’s about planning smarter, being transparent, and protecting people and the environment from unnecessary impacts.

Information session for industry

A virtual information session for proponents will be held soon. Updates will be provided on this website.

Resources

Supporting materials have been developed to assist in scoping activity.

Frequently asked questions


  • Give applicants an opportunity to engage early with government and stakeholders to get a thorough understanding of expectations of the scope of work appropriate to undertake the project’s impact assessment.
  • Outline the most appropriate assessment pathway for projects, based on the project’s scale and complexity.
  • Ensure that the level of assessment is proportionate to the project’s potential environmental impacts, considering project type, scale, duration and the sensitivity of the location of mining and ancillary operations.
  • Ensure the impact assessment and lease application focuses on the key matters for decision-making.
  • Provide an assessment process that promotes efficiencies, transparency and clarity on approval pathways and technical assessments.
  • Facilitate stronger alignment and integration of South Australian and Australian Government objectives to further streamline requirements and reduce regulatory burden for the proponent.

Scoping generally has the most benefit for projects that anticipate complex environmental or social impacts and sensitivities. However, as a tool for more thoroughly understanding the project’s impacts before doing in-depth, costly studies, scoping is recommended for projects that don’t meet the defined impact pathway.

The scoping process can be used in preparation for a:

  • Mining lease application
  • Miscellaneous purposes licence application
  • Change in operations application where additional impact assessment studies are required


As outlined in Part 10 of the Mining Regulations 2020, scoping is not a mandatory requirement for mining or quarrying projects.

Scoping is intended to be voluntary for the majority of projects. Where a project is likely to have complex environmental or social interactions, including potential for an accredited assessment under the Environment Protection and Biodiversity Conservation Act 1999 (Cth), the Minister may determine scoping is required.

Scoping is strongly encouraged where the project is likely to include:

  • Complex or unclear environmental impacts
  • Complex socio-cultural matters
  • High environmental sensitivities
  • The application of new technologies or approaches
  • The application of multiple laws


Scoping is already undertaken informally as part of the existing pre-lodgement process. Formalising the process is intended to create a clear and repeatable structure for the pre-lodgement process.

The benefit of this approach is that scoping will provide a documented process that:

  • provides regulatory certainty and efficiency
  • provides an opportunity for the proponent to define the key potential impacts, and the nature and extent of information that will be required to make an informed decision about the project at the mining lease application stage
  • ensures formal endorsement, consistency and continuity, even in the event of departmental or company personnel changes.


While all projects are subject to the same comprehensive whole of government assessment, the scale and impacts of mining projects can vary significantly. The level of assessment required for each individual project needs to be proportionate to the scale and likely impacts of the project. Scoping will enable the applicant and government to identify the likely significant environmental, technical and social impacts that are relevant to the particular project proposal and the level of information required to prepare a proposal which supports regulatory decision-making.

This is intended to create a focused and efficient approach to the development of a proposal proportionate to the impacts posed by the specific project. This will determine the baseline studies, analyses and any modellings required, outline the approaches for impact assessment, identify potential mitigation and management measures, and assist in the development of programs for meaningful stakeholder engagement and review.

1. Scoping is Project-Specific

Scoping focuses on one specific mining proposal, identifying the environmental, social, and cultural risks related to that site. It helps shape what should be studied in detail in an Environmental Impact Assessment (EIA) for that project.

  • Tailored to the site
  • Informs approvals and licensing
  • Required for project development
  • Led by project proponents

2. RVA is Broader and Less Actionable for Specific Projects

A regional vulnerability assessment looks at cumulative risks and sensitivities across a wider area—like a whole region, catchment, or landscape. It’s valuable for policy, planning, and strategic land-use decisions, but it’s not detailed enough to guide a specific project’s design or meet regulatory requirements on its own.

  • Not tied to a specific development
  • Less detailed on individual project impacts
  • Often led by government or regional bodies

3. Scoping Is Recognised in the Approval Process

Scoping is an integrated part of South Australia's mining regulatory system. While RVAs can help inform that process, scoping is what regulators expect when a company is preparing an EIA or applying for a mining lease.

When it comes to a specific project, scoping is generally better for the communitybecause it directly gives them a voice and influence over the project that may impact them.

Here’s why:

1. It Focuses on the Actual Project That Affects Them

Scoping looks closely at what exactly a company plans to do in their area—how it might impact water, land, air, or social values—so it's far more relevant and actionable for locals.

2. It Involves Early Community Input

It encourages early community consultation, meaning residents can raise concerns and shape what the Environmental Impact Assessment (EIA) should study before decisions are locked in.

3. It Feeds into Legal Approvals

Scoping influences legally binding conditions attached to a project. Community concerns raised at this stage can directly result in stronger protections and requirements for the mining company.

4. It Builds Transparency and Trust

Scoping includes reports and processes that are public and reviewed by regulators, which keeps the company accountable and gives the community visibility into what’s planned.

Bottom Line for Communities:

If a community is concerned about a specific project near their town or farmland, scoping is the stronger tool for their protection and involvement.

Tool

What It Does for Communities (on a specific project)

Why It Matters

Scoping

Gives a direct say in what the project studies and how it should operate

Empowers community influence over a real, local proposal

RVA

Helps guide longer-term, regional decisions

Useful context, but not tied to one project or immediate impact

RVAs are valuable too—but they’re not designed to protect communities from specific projects. Instead, they:

  • Look at cumulative risks across a broader region
  • Help with policy and planning, not approvals
  • May not trigger any immediate action or change for a single community


A gazetted Terms of Reference for lease applications is intended to remain in place for projects that do not follow an individual scoping process.

For projects undertaking scoping, the final endorsed scoping report is intended to act as the project-specific terms of reference. In these cases, the scoping report will set out the required studies, modelling, impact assessment methods, mitigation and management methods, and engagement approach.


Yes, co-regulators will be involved in the scoping process. The relevant agency will be present at the kick-off meeting if the preliminary impact assessment identifies a potential impact within their area of expertise.

DEM is developing and updating MOUs with our co-regulators to ensure that working arrangements are relevant and incorporate the scoping process.


As part of the preliminary impact assessment, proponents will develop a description of the environment based on the outcomes of a comprehensive desk-top review. In most instances (although not all), it will be possible to gather enough desk-top data to determine whether a project is likely to require referral under the Commonwealth Environment Protection and Biodiversity Conservation Act 1999 (EPBC Act).

At the preliminary impact assessment meeting, there will be consideration of whether the data gathered to inform the description of the environment is robust enough to inform the preliminary identification of potential impacts – including whether there has been sufficient consideration of whether the project might trigger EPBC Act requirements.


Engaging with stakeholders early in the process provides valuable information for applicants to better understand the potential impacts of their project and assist in determining the significance of these impacts. It also informs the ongoing refinement of the project’s engagement plan and demonstration of how feedback received during engagement has been considered in the project’s development.

While there will not be an opportunity for stakeholders to provide comment on the scoping report, the final scoping report will be published, providing stakeholders the opportunity to understand the project being proposed and identifying the matters and approach for engagement with the applicant during the development of the proposal.

The final scoping report will be published with a caveat that approaches outlined in the report may vary as new information comes to light during detailed impact assessment.


No, the timeframe associated with mineral claims cannot be varied. However, scoping can commence before a mineral claim is pegged or if the applicant does not hold the underlying exploration licence, DEM will work with the applicant to provide an efficient mechanism to identify the information required to develop a high-quality proposal which meets regulatory requirements.

For more information or to ask about scoping contact us via email: